Welcome to Gen Advisory's LMS for Australian FinTechs!

Your training solution for all things regulation and compliance

Gen Advisory's LMS is a practical training program which enables Australian FinTechs and financial services firms to stay on top of  rapidly-changing regulatory requirements - and meet your ongoing CPD training obligations.

What's unique about Gen Advisory's LMS:

  • Designed  by experienced Australian financial services regulators; 
  • Incorporates the latest industry-leading RegTech solutions.

Our flexible and user-friendly  training modules can be accessed anytime and anywhere - on a PC, laptop, tablet or mobile. 

Spotlight: “AFSL - Responsible Managers and Representatives” Training Program for Australian FinTechs

This CPD training program is designed specifically for Australian FinTechs which are Australian Financial Services Licensees. 

The training will be delivered via a series of articles and videos, covering the following 5 topics:

  • Module 1: Regulatory issues for Australian FinTechs .
  • Module 2: The AFSL regulatory regime.
  • Module 3: Responsibilities of an AFSL Responsible Manager.
  • Module 4: General compliance and risk management.
  • Module 5: Latest regulatory developments.

No of CPD hours per module: 1 hour.

Total CPD hours: 5.


Each Module has been mapped to ASIC Regulatory Guide RG 105 “AFS Licensing: Organisational Competence”.  

A Certificate of Completion will be issued by Gen Advisory once all 10 modules have been successfully completed.

Who this course is suited for  

  • Responsible Managers and officers;
  • Representatives (including Corporate Authorised Representatives);
  • Compliance and risk personnel;
  • Company directors;
  • Senior Managers.