Regulatory issues for Australian FinTechs

FinTech entrepreneurs are often time-poor. Regulatory compliance does not need to be a “necessary nuisance” or just another item on a FinTech’s to do list. It can actually be key to a FinTech’s success.

This Module provides Australian FinTechs with the necessary knowledge to implement an effective regulatory strategy.


Upon completing this Module, you will be able to:
• understand how regulators define and view “FinTech”;
• understand the Australian financial sector's regulatory framework;
• describe the key regulators for FinTech in Australia and their respective roles;
• understand the key legislation and regulations which apply to Australian FinTechs; and
• understand, and implement, the components of an effective regulatory strategy.
  • Video - Regulatory issues for Australian FinTechs (10 minutes)
  • Appendix: Visual Reference (15 minutes)
  • Regulatory Assessment Worksheet (2 minutes)
  • Quiz (3 minutes)
Completion rules
  • All units must be completed
  • Leads to a certification with a duration: 1 year